Control Theory and Application
Domain 6


Here you will find the equivalent of about a 50 page document of information related to:

1) Corporate governance, control theory, and models: 1. Accountability and responsibility for control; 2. Defining control; and 3. Relationship between risk, control, and objectives

2) Methods for judging and communicating the overall effectiveness of the system of internal control. Using CSA to support management's assertion about controls

3) Relationship between informal and formal controls

4) Techniques for evaluating formal controls

5) Techniques for evaluating informal controls and control environments

6) Control documentation techniques: 1. Flowcharting, 2. Business process mapping, 3. Control charts, 4. Control questionnaires, 5. Internal Control over financial reporting

7) Control design and application: 1. Defining control objectives, 2. Control design (e.g. preventive, detective, corrective - informal, formal), 3. cost/benefits

8) Control design and application: 1. Defining control objectives, 2. Control design (e.g. preventive, detective, corrective - informal, formal), 3. cost/benefits

5) 36 sample questions


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